Coverart for item
The Resource Banking and the Financial Services Act

Banking and the Financial Services Act

Label
Banking and the Financial Services Act
Title
Banking and the Financial Services Act
Contributor
Subject
Language
eng
Cataloging source
UkLiU
Index
no index present
LC call number
KD715
LC item number
.B36 1993
Literary form
non fiction
http://library.link/vocab/relatedWorkOrContributorName
Blair, William
http://library.link/vocab/subjectName
  • Banking law
  • Financial services industry
  • Investments
  • Financial institutions
Label
Banking and the Financial Services Act
Instantiates
Publication
Carrier category
volume
Carrier category code
  • nc
Carrier MARC source
rdacarrier
Content category
text
Content type code
  • txt
Content type MARC source
rdacontent
Contents
Ch. 1. Banks and the new regulatory regime -- Ch. 2. Carrying on investment business in the United Kingdom -- Ch. 3. Banking activities and investment business -- Ch. 4. Obtaining authorisation -- Ch. 5. Marketing and selling -- Ch. 6. Client care -- Ch. 7. Client money -- Ch. 8. Record keeping, monitoring and enforcement -- Ch. 9. Financial regulation -- Ch. 10. Ensuring compliance: managing regulatory and reputational risk -- Ch. 11. International aspects of the Financial Services Act -- Ch. 12. European Community influence -- App. I SIB statements of principle -- App. II Schedule 1 to the Financial Services Act 1986 -- App. III Extract from SFA's rule book: definition of corporate finance business -- App. IV The regulatory scope of SFA and IMRO -- App. V SFA's guidance notes on the fit and proper person test -- App. VI Bank of England Market Notice dated 4 January 1993 -- App. VIIA The Financial Services (Client Money) Regulations 1991
Dimensions
26 cm
Extent
xxii, 403 pages
Isbn
9780406135209
Media category
unmediated
Media MARC source
rdamedia
Media type code
  • n
Note
Law packs 3-5 bib class law
Label
Banking and the Financial Services Act
Publication
Carrier category
volume
Carrier category code
  • nc
Carrier MARC source
rdacarrier
Content category
text
Content type code
  • txt
Content type MARC source
rdacontent
Contents
Ch. 1. Banks and the new regulatory regime -- Ch. 2. Carrying on investment business in the United Kingdom -- Ch. 3. Banking activities and investment business -- Ch. 4. Obtaining authorisation -- Ch. 5. Marketing and selling -- Ch. 6. Client care -- Ch. 7. Client money -- Ch. 8. Record keeping, monitoring and enforcement -- Ch. 9. Financial regulation -- Ch. 10. Ensuring compliance: managing regulatory and reputational risk -- Ch. 11. International aspects of the Financial Services Act -- Ch. 12. European Community influence -- App. I SIB statements of principle -- App. II Schedule 1 to the Financial Services Act 1986 -- App. III Extract from SFA's rule book: definition of corporate finance business -- App. IV The regulatory scope of SFA and IMRO -- App. V SFA's guidance notes on the fit and proper person test -- App. VI Bank of England Market Notice dated 4 January 1993 -- App. VIIA The Financial Services (Client Money) Regulations 1991
Dimensions
26 cm
Extent
xxii, 403 pages
Isbn
9780406135209
Media category
unmediated
Media MARC source
rdamedia
Media type code
  • n
Note
Law packs 3-5 bib class law

Library Locations

    • Sydney Jones LibraryBorrow it
      Chatham Street, Liverpool, L7 7BD, GB
      53.403069 -2.963723
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