Coverart for item
The Resource Managing records in global financial markets : ensuring compliance and mitigating risk, edited by Lynn Coleman [and others]

Managing records in global financial markets : ensuring compliance and mitigating risk, edited by Lynn Coleman [and others]

Label
Managing records in global financial markets : ensuring compliance and mitigating risk
Title
Managing records in global financial markets
Title remainder
ensuring compliance and mitigating risk
Statement of responsibility
edited by Lynn Coleman [and others]
Contributor
Author
Subject
Language
eng
Summary
Although there are a number of publications covering records management generically, very few are focused on the challenges for business, and global business in particular, and fewer still on regulatory, legal and governance issues associated with managing records in the global banking and financial sector. This book fills the gap by exploring these complex issues and offers strategies and frameworks to meet the record-keeping challenges to which they give rise in investment banking and other global financial services. While the book focuses on the financial sector, it will also be of relevance to multinational businesses in other sectors, covering as it does the issues that arise from operating across borders and in different jurisdictions. The book is divided into four main parts which cover: regulatory and legal compliance, balancing risk and return, litigation-related issues, and record-keeping approaches. Expert contributors to the book come from Europe, North America and Australasia and include legal, regulatory and technology specialists as well as records managers and archivists. Whilst the book reflects recognized records management principles, the accessible language used will assure its value to information professionals and others without a formal records management background. This book will be essential reading for records managers, archivists and information professionals who manage records in the financial sector. It will also be invaluable for individuals in a wide range of disciplines who rely on records, and their effective management, to meet the increasing number of legal and regulatory obligations to which financial institutions and global businesses are now subject. These include compliance professionals, privacy and data protection officers, risk managers and IT specialists, together with the senior managers, directors and chief operating officers who have ultimate accountability for ensuring compliance and mitigating risk
Member of
Cataloging source
UkCbUP
Dewey number
651.5042
Index
index present
LC call number
HG173
LC item number
.M26 2011
Literary form
non fiction
Nature of contents
dictionaries
http://library.link/vocab/relatedWorkOrContributorName
Coleman, Lynn
Series statement
Principles and practice in records management and archives
http://library.link/vocab/subjectName
  • Financial services industry
  • Records
Label
Managing records in global financial markets : ensuring compliance and mitigating risk, edited by Lynn Coleman [and others]
Instantiates
Publication
Note
Title from publisher's bibliographic system (viewed on 05 Jul 2018)
Carrier category
online resource
Carrier category code
  • cr
Carrier MARC source
rdacarrier
Content category
text
Content type code
  • txt
Content type MARC source
rdacontent
Contents
Global financial markets / Victoria L. Lemieux, David Long, David Kemp -- Conflicts of laws in multiple jurisdictions / Ed Sautter -- Impact of the extrajurisdictional reach of the USA / Ed Sautter -- Moves towards a common regulatory framework for financial services in the European Union / Jonathan Herbst, Simon Lovegrove -- Data exchange and confidentiality : an Asia Pacific perspective / Julian Cunningham-Dey, Marly Didizian -- Information privacy in the USA / Regan Adams -- Managing records risks in global financial institutions / Victoria L. Lemieux, Ember D. Krumwied -- The digital revolution and its impact / P.J. Di Giammarino -- Mergers, acquisitions, divestitures and insolvencies / John Ramsey -- Records management considerations in global strategic outsourcing / Victoria L. Lemieux -- Authenticity and evidential weight of digital evidence in legal proceedings / Stephen Mason -- Discovery and records management / Christine Ardern -- Establishing a global policy framework for the management of records / Rod Stone -- Embedding records management in the business / Judith Ellis -- Corporate memory : the development and maintenance of an archival service / Tina Staples
Control code
CR9781856049177
Extent
1 online resource (xxxii, 239 pages)
Form of item
online
Isbn
9781856049177
Media category
computer
Media MARC source
rdamedia
Media type code
  • c
Other physical details
digital, PDF file(s).
Specific material designation
remote
Label
Managing records in global financial markets : ensuring compliance and mitigating risk, edited by Lynn Coleman [and others]
Publication
Note
Title from publisher's bibliographic system (viewed on 05 Jul 2018)
Carrier category
online resource
Carrier category code
  • cr
Carrier MARC source
rdacarrier
Content category
text
Content type code
  • txt
Content type MARC source
rdacontent
Contents
Global financial markets / Victoria L. Lemieux, David Long, David Kemp -- Conflicts of laws in multiple jurisdictions / Ed Sautter -- Impact of the extrajurisdictional reach of the USA / Ed Sautter -- Moves towards a common regulatory framework for financial services in the European Union / Jonathan Herbst, Simon Lovegrove -- Data exchange and confidentiality : an Asia Pacific perspective / Julian Cunningham-Dey, Marly Didizian -- Information privacy in the USA / Regan Adams -- Managing records risks in global financial institutions / Victoria L. Lemieux, Ember D. Krumwied -- The digital revolution and its impact / P.J. Di Giammarino -- Mergers, acquisitions, divestitures and insolvencies / John Ramsey -- Records management considerations in global strategic outsourcing / Victoria L. Lemieux -- Authenticity and evidential weight of digital evidence in legal proceedings / Stephen Mason -- Discovery and records management / Christine Ardern -- Establishing a global policy framework for the management of records / Rod Stone -- Embedding records management in the business / Judith Ellis -- Corporate memory : the development and maintenance of an archival service / Tina Staples
Control code
CR9781856049177
Extent
1 online resource (xxxii, 239 pages)
Form of item
online
Isbn
9781856049177
Media category
computer
Media MARC source
rdamedia
Media type code
  • c
Other physical details
digital, PDF file(s).
Specific material designation
remote

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