The Resource Managing records in global financial markets : ensuring compliance and mitigating risk, edited by Lynn Coleman [and others]
Managing records in global financial markets : ensuring compliance and mitigating risk, edited by Lynn Coleman [and others]
Resource Information
The item Managing records in global financial markets : ensuring compliance and mitigating risk, edited by Lynn Coleman [and others] represents a specific, individual, material embodiment of a distinct intellectual or artistic creation found in Sydney Jones Library, University of Liverpool.This item is available to borrow from 1 library branch.
Resource Information
The item Managing records in global financial markets : ensuring compliance and mitigating risk, edited by Lynn Coleman [and others] represents a specific, individual, material embodiment of a distinct intellectual or artistic creation found in Sydney Jones Library, University of Liverpool.
This item is available to borrow from 1 library branch.
- Summary
- Although there are a number of publications covering records management generically, very few are focused on the challenges for business, and global business in particular, and fewer still on regulatory, legal and governance issues associated with managing records in the global banking and financial sector. This book fills the gap by exploring these complex issues and offers strategies and frameworks to meet the record-keeping challenges to which they give rise in investment banking and other global financial services. While the book focuses on the financial sector, it will also be of relevance to multinational businesses in other sectors, covering as it does the issues that arise from operating across borders and in different jurisdictions. The book is divided into four main parts which cover: regulatory and legal compliance, balancing risk and return, litigation-related issues, and record-keeping approaches. Expert contributors to the book come from Europe, North America and Australasia and include legal, regulatory and technology specialists as well as records managers and archivists. Whilst the book reflects recognized records management principles, the accessible language used will assure its value to information professionals and others without a formal records management background. This book will be essential reading for records managers, archivists and information professionals who manage records in the financial sector. It will also be invaluable for individuals in a wide range of disciplines who rely on records, and their effective management, to meet the increasing number of legal and regulatory obligations to which financial institutions and global businesses are now subject. These include compliance professionals, privacy and data protection officers, risk managers and IT specialists, together with the senior managers, directors and chief operating officers who have ultimate accountability for ensuring compliance and mitigating risk
- Language
- eng
- Extent
- 1 online resource (xxxii, 239 pages)
- Note
- Title from publisher's bibliographic system (viewed on 05 Jul 2018)
- Contents
-
- Global financial markets / Victoria L. Lemieux, David Long, David Kemp
- Conflicts of laws in multiple jurisdictions / Ed Sautter
- Impact of the extrajurisdictional reach of the USA / Ed Sautter
- Moves towards a common regulatory framework for financial services in the European Union / Jonathan Herbst, Simon Lovegrove
- Data exchange and confidentiality : an Asia Pacific perspective / Julian Cunningham-Dey, Marly Didizian
- Information privacy in the USA / Regan Adams
- Managing records risks in global financial institutions / Victoria L. Lemieux, Ember D. Krumwied
- The digital revolution and its impact / P.J. Di Giammarino
- Mergers, acquisitions, divestitures and insolvencies / John Ramsey
- Records management considerations in global strategic outsourcing / Victoria L. Lemieux
- Authenticity and evidential weight of digital evidence in legal proceedings / Stephen Mason
- Discovery and records management / Christine Ardern
- Establishing a global policy framework for the management of records / Rod Stone
- Embedding records management in the business / Judith Ellis
- Corporate memory : the development and maintenance of an archival service / Tina Staples
- Isbn
- 9781856049177
- Label
- Managing records in global financial markets : ensuring compliance and mitigating risk
- Title
- Managing records in global financial markets
- Title remainder
- ensuring compliance and mitigating risk
- Statement of responsibility
- edited by Lynn Coleman [and others]
- Language
- eng
- Summary
- Although there are a number of publications covering records management generically, very few are focused on the challenges for business, and global business in particular, and fewer still on regulatory, legal and governance issues associated with managing records in the global banking and financial sector. This book fills the gap by exploring these complex issues and offers strategies and frameworks to meet the record-keeping challenges to which they give rise in investment banking and other global financial services. While the book focuses on the financial sector, it will also be of relevance to multinational businesses in other sectors, covering as it does the issues that arise from operating across borders and in different jurisdictions. The book is divided into four main parts which cover: regulatory and legal compliance, balancing risk and return, litigation-related issues, and record-keeping approaches. Expert contributors to the book come from Europe, North America and Australasia and include legal, regulatory and technology specialists as well as records managers and archivists. Whilst the book reflects recognized records management principles, the accessible language used will assure its value to information professionals and others without a formal records management background. This book will be essential reading for records managers, archivists and information professionals who manage records in the financial sector. It will also be invaluable for individuals in a wide range of disciplines who rely on records, and their effective management, to meet the increasing number of legal and regulatory obligations to which financial institutions and global businesses are now subject. These include compliance professionals, privacy and data protection officers, risk managers and IT specialists, together with the senior managers, directors and chief operating officers who have ultimate accountability for ensuring compliance and mitigating risk
- Cataloging source
- UkCbUP
- Dewey number
- 651.5042
- Index
- index present
- LC call number
- HG173
- LC item number
- .M26 2011
- Literary form
- non fiction
- Nature of contents
- dictionaries
- http://library.link/vocab/relatedWorkOrContributorName
- Coleman, Lynn
- Series statement
- Principles and practice in records management and archives
- http://library.link/vocab/subjectName
-
- Financial services industry
- Records
- Label
- Managing records in global financial markets : ensuring compliance and mitigating risk, edited by Lynn Coleman [and others]
- Note
- Title from publisher's bibliographic system (viewed on 05 Jul 2018)
- Carrier category
- online resource
- Carrier category code
-
- cr
- Carrier MARC source
- rdacarrier
- Content category
- text
- Content type code
-
- txt
- Content type MARC source
- rdacontent
- Contents
- Global financial markets / Victoria L. Lemieux, David Long, David Kemp -- Conflicts of laws in multiple jurisdictions / Ed Sautter -- Impact of the extrajurisdictional reach of the USA / Ed Sautter -- Moves towards a common regulatory framework for financial services in the European Union / Jonathan Herbst, Simon Lovegrove -- Data exchange and confidentiality : an Asia Pacific perspective / Julian Cunningham-Dey, Marly Didizian -- Information privacy in the USA / Regan Adams -- Managing records risks in global financial institutions / Victoria L. Lemieux, Ember D. Krumwied -- The digital revolution and its impact / P.J. Di Giammarino -- Mergers, acquisitions, divestitures and insolvencies / John Ramsey -- Records management considerations in global strategic outsourcing / Victoria L. Lemieux -- Authenticity and evidential weight of digital evidence in legal proceedings / Stephen Mason -- Discovery and records management / Christine Ardern -- Establishing a global policy framework for the management of records / Rod Stone -- Embedding records management in the business / Judith Ellis -- Corporate memory : the development and maintenance of an archival service / Tina Staples
- Control code
- CR9781856049177
- Extent
- 1 online resource (xxxii, 239 pages)
- Form of item
- online
- Isbn
- 9781856049177
- Media category
- computer
- Media MARC source
- rdamedia
- Media type code
-
- c
- Other physical details
- digital, PDF file(s).
- Specific material designation
- remote
- Label
- Managing records in global financial markets : ensuring compliance and mitigating risk, edited by Lynn Coleman [and others]
- Note
- Title from publisher's bibliographic system (viewed on 05 Jul 2018)
- Carrier category
- online resource
- Carrier category code
-
- cr
- Carrier MARC source
- rdacarrier
- Content category
- text
- Content type code
-
- txt
- Content type MARC source
- rdacontent
- Contents
- Global financial markets / Victoria L. Lemieux, David Long, David Kemp -- Conflicts of laws in multiple jurisdictions / Ed Sautter -- Impact of the extrajurisdictional reach of the USA / Ed Sautter -- Moves towards a common regulatory framework for financial services in the European Union / Jonathan Herbst, Simon Lovegrove -- Data exchange and confidentiality : an Asia Pacific perspective / Julian Cunningham-Dey, Marly Didizian -- Information privacy in the USA / Regan Adams -- Managing records risks in global financial institutions / Victoria L. Lemieux, Ember D. Krumwied -- The digital revolution and its impact / P.J. Di Giammarino -- Mergers, acquisitions, divestitures and insolvencies / John Ramsey -- Records management considerations in global strategic outsourcing / Victoria L. Lemieux -- Authenticity and evidential weight of digital evidence in legal proceedings / Stephen Mason -- Discovery and records management / Christine Ardern -- Establishing a global policy framework for the management of records / Rod Stone -- Embedding records management in the business / Judith Ellis -- Corporate memory : the development and maintenance of an archival service / Tina Staples
- Control code
- CR9781856049177
- Extent
- 1 online resource (xxxii, 239 pages)
- Form of item
- online
- Isbn
- 9781856049177
- Media category
- computer
- Media MARC source
- rdamedia
- Media type code
-
- c
- Other physical details
- digital, PDF file(s).
- Specific material designation
- remote
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<div class="citation" vocab="http://schema.org/"><i class="fa fa-external-link-square fa-fw"></i> Data from <span resource="http://link.liverpool.ac.uk/portal/Managing-records-in-global-financial-markets-/q3CsEt-rsyA/" typeof="Book http://bibfra.me/vocab/lite/Item"><span property="name http://bibfra.me/vocab/lite/label"><a href="http://link.liverpool.ac.uk/portal/Managing-records-in-global-financial-markets-/q3CsEt-rsyA/">Managing records in global financial markets : ensuring compliance and mitigating risk, edited by Lynn Coleman [and others]</a></span> - <span property="potentialAction" typeOf="OrganizeAction"><span property="agent" typeof="LibrarySystem http://library.link/vocab/LibrarySystem" resource="http://link.liverpool.ac.uk/"><span property="name http://bibfra.me/vocab/lite/label"><a property="url" href="http://link.liverpool.ac.uk/">Sydney Jones Library, University of Liverpool</a></span></span></span></span></div>
